Assess your business and customer risks
We review products, customer types, jurisdictions, distribution channels and transaction patterns. This provides a starting point for proportionate procedures and identifies where more detailed information or specialist input is needed. Risk classifications should be supported by evidence and revisited when circumstances change.
- Business-wide risk assessment support
- Beneficial ownership and customer documentation
- Enhanced due-diligence triggers and approval responsibilities
Document the customer lifecycle
Compliance does not end at onboarding. We help connect initial checks with ongoing review, information updates and the management of higher-risk relationships. Policies can address screening, transaction-monitoring governance and internal reporting, while technical detection tools require their own evaluation and implementation.
- Onboarding, review and exit procedures
- Internal escalation and decision records
- Staff responsibilities and training documentation
Make the controls practical
We can review sample workflows with your compliance team and identify differences between policy and practice. Outsourcing a check does not remove the need to allocate responsibility or understand the evidence obtained. Contact us to discuss your customer base, onboarding tools and current policy set so that we can propose a focused assessment and realistic implementation priorities.
Your questions, answered
Can KYC be outsourced completely?
Service providers can assist, but the business must assess its applicable responsibilities, oversight arrangements and access to reliable evidence.
How often should customers be reviewed?
The appropriate frequency and triggers depend on the applicable rules, customer risk and changes in the relationship. A single schedule may not suit every customer.
General service information. The scope and provider of professional services are agreed in a separate engagement. Read our regulatory guide.